About Us

About Us

Firm History:

Since 2007, Securities Industry Records Services, LLC (SIRS) has been a premier provider of cost-effective regulatory compliance services for financial institutions. Specializing in AML/CFT compliance services, SIRS provides training, independent testing, and written policies and procedures (AML/CFT Programs) for many types of non-bank financial institutions.

The Partner Approach:

The regulatory requirements placed on financial institutions can be onerous. Recognizing that financial institutions are often burdened by these demands, SIRS acts as an institution’s AML/CFT compliance partner to help lighten this load.

When conducting the test of your program, SIRS will act as your partner. If deficiencies are found, SIRS will work with you to address and resolve those deficiencies, if possible, before the test is completed. In this way, your test report can present your program in the best possible light.

Discounted Pricing through Electronic Delivery:

Through the use of file sharing technologies and electronic communications, SIRS provides services efficiently, typically without the added time and cost of business travel.

Throughout the testing process, SIRS will communicate with firm personnel via phone and email to address questions and issues that arise. This use of modern communication and information sharing technologies eliminates travel time and costs and allows SIRS to provide services in the most efficient and cost-effective manner.

Executive Management:

Kevin A. Klundt, CAMS, Founder and CEO of Securities Industry Records Services, LLC.
Phone: 801.613.5388
Email: kevin.klundt@sirsco.com

Since 1993, Mr. Klundt has been actively involved in the financial services industry. During this time, he has been registered with the New York Stock Exchange as an NYSE Compliance Official. He has also held the positions of Chief Compliance Officer and AML Compliance Officer with a FINRA-registered broker/dealer.

Mr. Klundt is a Certified Anti-Money Laundering Specialist® (“CAMS”) and is a member of the Association of Certified Anti-Money Laundering Specialists (“ACAMS”). He has a Master of Arts degree from Duquesne University (Pittsburgh, PA) and a Bachelor of Science degree from Brigham Young University (Provo, UT). He has passed multiple certification examinations and has participated in numerous industry-sponsored regulatory compliance and AML training programs.

Contact Us

Regular Mail:
PO Box 95316
South Jordan, UT 84095




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