Training

Online Training for RIAs, RMLOs, and Precious Metals & Jewelry Dealers

SIRS offers AML/CFT training courses for non-bank financial institutions, including SEC-registered investment advisers (RIAs) and exempt reporting advisers (ERAs), residential mortgage brokers and lenders (RMLOs), and Precious Metals & Jewelry Dealers. SIRS’ AML training addresses the money laundering risks encountered by RIAs, RMLOs, and Precious Metals & Jewelry Dealers. It also presents the particular BSA regulatory requirements which are applicable to each of these industries. After completing the training course and quiz, a completion certificate will be awarded. Time required: 12-14 minutes.

Pricing: $12/Course

SIRS’ AML/CFT training courses address BSA and USA PATRIOT Act training requirements. Among other things, these courses address the following:

  • Explanation of money laundering/terrorist financing;
  • Review of BSA AML/CFT regulations;
  • Money laundering/terrorist financing risks and red flags;
  • What to do when suspicious activity is encountered; and
  • Regulatory enforcement actions.

Select from the following AML/CFT training courses:

AML online training