SIRS offers AML/CFT training courses for non-bank financial institutions, including SEC-registered investment advisers (RIAs) and exempt reporting advisers (ERAs), residential mortgage brokers and lenders (RMLOs), and Precious Metals & Jewelry Dealers. SIRS’ AML training addresses the money laundering risks encountered by RIAs, RMLOs, and Precious Metals & Jewelry Dealers. It also presents the particular BSA regulatory requirements which are applicable to each of these industries. After completing the training course and quiz, a completion certificate will be awarded. Time required: 12-14 minutes.
SIRS’ AML/CFT training courses address BSA and USA PATRIOT Act training requirements. Among other things, these courses address the following: