AML/CFT Training for RIAs, RMLOs, and Precious Metals & Jewelry Dealers
AML/CFT training courses for non-bank financial institutions, including SEC-registered investment advisers (RIAs) and exempt reporting advisers (ERAs), residential mortgage brokers and lenders (RMLOs), and Precious Metals & Jewelry Dealers. Priced at $12, SIRS AMLCFT training courses satisfy BSA/AML training requirements by providing industry-specific training for RIAs, RMLOs, and Precious Metals & Jewelry Dealers. After completing the training course and quiz, a completion certificate will be awarded. Time required: 12-14 minutes.
AML/CFT Training - $12/Course
SIRS’ AML/CFT training courses address BSA and USA PATRIOT Act training requirements. Among other things, these courses address the following:
- Explanation of money laundering;
- Review of BSA AML/CFT regulations;
- Money laundering/terrorist financing risks and red flags;
- What to do when suspicious activity is encountered; and
- Regulatory enforcement actions.